Modification / Re-KYC
RK Global

Investor Complaints

Grievance Data for the month of December, 2021

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL 1 NIL 1 NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL 1 NIL 1 NIL NIL NIL

Grievance Data for the month of FEBRUARY, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL 1 NIL 1 NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL 1 NIL 1 NIL NIL NIL

Grievance Data for the month of MARCH, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of APRIL, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of MAY, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of JUNE, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of JULY, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of AUGUST, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of SEPTEMBER, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of OCTOBER, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of NOVEMBER, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL 1 0 2 NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL 1 0 2 NIL NIL NIL

Grievance Data for the month of DECEMBER, 2022

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of January 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of FEBRUARY 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of MARCH 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of APRIL 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of MAY 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of JUNE 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of JULY 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of August 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL 1 NIL 1 NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of September 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL 1 NIL 1 NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of October 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL 1 NIL 1 NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of November 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL 1 NIL 1 NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of December 2023

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL 1 NIL 1 NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of January 2024

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Grievance Data for the month of February 2024

SN Received from Carried forward from previous month Received during the month Total Pending# Resolved* Pending at the end of the month** Average Resolution time^ (in days)
Pending for less than 3 months Pending for more than 3 months
1 Directly from Investors NIL NIL NIL NIL NIL NIL NIL
2 SEBI(SCORES) NIL NIL NIL NIL NIL NIL NIL
3 Stock Exchanges NIL NIL NIL NIL NIL NIL NIL
4 Depositories NIL NIL NIL NIL NIL NIL NIL
5 Other Sources (if any) NIL NIL NIL NIL NIL NIL NIL
6 Grand Total NIL NIL NIL NIL NIL NIL NIL

Trend of monthly disposal of complaints

Sr.No Month Carried forward from previous month Received Resolved Pending
1 Apr-17 NIL 2 2 NIL
2 May-17 NIL NIL NIL NIL
3 Jun-17 NIL NIL NIL NIL
4 Jul-17 NIL 1 1 NIL
5 Aug-17 NIL NIL NIL NIL
6 Sep-17 NIL NIL NIL NIL
7 Oct-17 NIL NIL NIL NIL
8 Nov-17 NIL NIL NIL NIL
9 Dec-17 NIL 1 NIL NIL
10 Jan-18 1 NIL 1 NIL
11 Feb-18 NIL NIL NIL NIL
12 Mar-18 NIL NIL NIL NIL
13 Apr-18 NIL 2 2 NIL
14 May-18 NIL NIL NIL NIL
15 Jun-18 NIL NIL NIL NIL
16 Jul-18 NIL NIL NIL NIL
17 Aug-18 NIL NIL NIL NIL
18 Sep-18 NIL NIL NIL NIL
19 Oct-18 NIL NIL NIL NIL
20 Nov-18 NIL NIL NIL NIL
21 Dec-18 NIL 2 NIL 2
22 Jan-19 2 1 2 1
23 Feb-19 1 NIL 1 NIL
24 Mar-19 NIL 1 1 NIL
25 Apr-19 NIL NIL NIL NIL
26 May-19 NIL NIL NIL NIL
27 Jun-19 NIL NIL NIL NIL
28 Jul-19 NIL NIL NIL NIL
29 Aug-19 NIL 1 1 NIL
30 Sep-19 NIL NIL NIL NIL
31 Oct-19 NIL NIL NIL NIL
32 Nov-19 NIL NIL NIL NIL
33 Dec-19 NIL NIL NIL NIL
34 Jan-20 NIL NIL NIL NIL
35 Feb-20 NIL NIL NIL NIL
36 Mar-20 NIL NIL NIL NIL
37 Apr-20 NIL NIL NIL NIL
38 May-20 NIL NIL NIL NIL
39 Jun-20 NIL NIL NIL NIL
40 Jul-20 NIL NIL NIL NIL
41 Aug-20 NIL 1 1 NIL
42 Sep-20 NIL NIL NIL NIL
43 Oct-20 NIL NIL NIL NIL
44 Nov-20 NIL NIL NIL NIL
45 Dec-20 NIL NIL NIL NIL
46 Jan-21 NIL NIL NIL NIL
47 Feb-21 NIL NIL NIL NIL
48 Mar-21 NIL NIL NIL NIL
49 Apr-21 NIL NIL NIL NIL
50 May-21 NIL 1 1 NIL
51 Jun-21 NIL NIL NIL NIL
52 Jul-21 NIL 1 1 NIL
53 Aug-21 NIL NIL NIL NIL
54 Sep-21 NIL 1 1 NIL
55 Oct-21 NIL 3 3 NIL
56 Nov-21 NIL NIL NIL NIL
57 Dec-21 NIL 1 1 NIL
58 Jan-22 NIL NIL NIL NIL
59 Feb-22 NIL 1 1 NIL
60 Mar-22 NIL NIL NIL NIL
61 Apr-22 NIL NIL NIL NIL
62 May-22 NIL NIL NIL NIL
63 Jun-22 NIL NIL NIL NIL
64 Jul-22 NIL NIL NIL NIL
65 Aug-22 NIL NIL NIL NIL
66 Sep-22 NIL NIL NIL NIL
67 Oct-22 NIL 1 NIL 1
68 Nov-22 NIL 1 NIL 1
69 Dec-22 NIL NIL NIL NIL
70 Jan-23 NIL NIL NIL NIL
71 Feb-23 NIL NIL NIL NIL
72 Mar-23 NIL 1 NIL 1
73 Apr-23 NIL NIL NIL NIL
74 May-23 NIL NIL NIL NIL
75 Jun-23 NIL NIL NIL NIL
76 Jul-23 NIL NIL NIL NIL
77 Aug-23 NIL 1 1 NIL
78 Sep-23 NIL NIL NIL NIL
79 Oct-23 NIL NIL NIL NIL
80 Nov-23 NIL NIL NIL NIL
81 Dec-23 NIL NIL NIL NIL
82 Jan-24 NIL NIL NIL NIL
83 Feb-24 NIL NIL NIL NIL
Grant Total 4 23 19 6
  • *Should include complaints of previous months resolved in the current month, if any
  • **Should include total complaints pending as on the last day of the month, if any.
  • ^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.

Trend of annual disposal of complaints

SN Year Carried forward from previous year Received during the year Resolved during the year Pending at the end of the year
1 2017-18 NIL 5 5 NIL
2 2018-19 NIL 4 4 NIL
3 2019-20 NIL 1 1 NIL
4 2020-21 NIL 1 1 NIL
5 2021-22 NIL 8 8 NIL
6 2022-23 NIL 3 3 NIL
Grand Total NIL 22 22 NIL

registration nos:

SEBI Registration No . INZ000187132 | Research Regn. No. : INH000002210 | NSDL IN-DP-NSDL-203-2001 |

IN-DP-NSDL-241-2016 | NSDL: DP ID - IN 302453 (Delhi) | IN 302951 (Kolkata)

R K Global Shares & Securities Ltd CIN NO:U99999MH1995PTC174185

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